SERVICES AND SOLUTIONS
& SIGN OFFs UNDER S.21 OF THE FSMA
We specialise in providing Financial Promotion verification and approval services and can issue sign offs under section 21 of the FSMA for finanfial promotions, which includes amongst others:
We can guide you through Financial Promotion restrictions, Risk Warnings, Disclaimers and investor self certification requirements to ensure you are compliant with the FCA’S Conduct of Business Sourcebook (“COBS”) which provides that a financial promotion must be clear, fair and not misleading.
HMRC guidance on SEIS and EIS released in December 2017 specified that from 2nd January 2018 companies applying to HMRC for advance assurance need to demonstrate that the application is not speculative and that the company has potential investors lined up or a promoter or sponsor.
Equity For Growth (Securities) Limited can act as a promoter and sponsor and therefore assist your company with making EIS/SEIS application to HMRC.
Once you engage with us for fundraising services we will provide you with a letter to send to HMRC as part of the advance assurance application.
Equity for Growth (Securities) Limited is well placed to advise its clients on the most appropriate method of fundraising for their situation and circumstances, tailoring their fundraising solution to provide the best possible outcome for the company and its investors.
With an extensive network of insightful investors, both institutional and private clients, with an appetite for growth opportunities, Equity for Growth (Securities) Limited genuinely believes in selecting companies with robust business models and exciting potential.
Equity for Growth (Securities) Limited works with all stages of businesses : from new enterprises in concept stage to pre-IPOs and through to full quoted companies on a public market.
Should you like more information on Equity for Growth (Securities) Limited’s fundraising capabilities please contact firstname.lastname@example.org.
Application for Fundraising
If you would like to apply to Equity for Growth (Securities) Limited please email us on email@example.com.
Recommended supporting material should include a business plan, a presentation and financial forecasts.
Successful fundraising applications should have the following attributes:
Equity for Growth (Securities) Limited will respond to your application within 10 working days. If your application is successful at this first stage, you will be invited to make an initial investment presentation.